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Additional Services and
Fees
Legal Transfers [$50.00]
when a transfer requires
legal documentation
Legal Returns [$50.00]
certificates returned
to a customer due to a not in good
order status
Wire
Transfers [$20.00]
Service
Fee [$1.00] per trade
Bounced
Checks [$15.00]
any check returned by the
bank
Stop
Payments [$15.00]
receipt of notification to stop an
outgoing
check
Physical
Reorganizations [$25.00]
when a certificate is deposited into a customer account after
the
mandatory reorganization date has
passed
Transfer and Ship [$15.00]
when the customer
requests receipt of a physical
certificate
Mailgrams
[$10.00]
the result of a trade related obligation or margin deficiency
that requires
communication to the
customer
Extensions
[$10.00]
requests on behalf of customers for more time for
payment/delivery of a
security transaction
TOA
Delivery [$50.00]
is a transfer of your entire account to
another brokerage firm
Returned mail of
any kind, duplicate trade confirmations ormonthly statements
[$5.00] |
